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Compliance, managed. For you. And your clients.

A compliance management platform for regulated firms: your own compliance function and your clients'. Obligations, risks, controls, monitoring, actions and reports in one system, with one audit trail behind every number.

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Risks Inherent. Residual. Entity-scoped.

A pre-built risk taxonomy mapped to your obligations, with inherent and residual scoring against your risk appetite.

  • Inherent is likelihood times impact on the 4×4. Residual is inherent less the deduction your controls earn.
  • Read against the entity's own appetite bands, never a house average.
  • A heatmap your committee will actually open.
See it in the platform

Risks

48
Dashboard Risks

Residual Risks by Appetite Band

Risk counts grouped by residual appetite band, across top-level (L1) risks.

Top 10 Residual Risks

L1 risks ranked by residual score (highest first).

#RiskCategoryResidualObligationsControlsOpen actions
1Financial Crime GovernanceFinancial Crime12/1616131
2ResilienceGovernance, Risk and Compliance12/163022
3Customer Due DiligenceFinancial Crime12/1671651
4SanctionsFinancial Crime9/161911
5Audit & AccountsGovernance, Risk and Compliance9/1617113
6OutsourcingGovernance, Risk and Compliance8/1627721
7Client AssetsConduct of Business8/1614230
8Conflicts of InterestConduct of Business8/165821
9Data ProtectionGovernance, Risk and Compliance6/169620
10Business ContinuityPrudential6/164111

Inherent vs Residual by Appetite Band

L1 risk counts by appetite band — inherent vs residual.

BandInherentResidual
Accepted924
Within2021
Approaching179
Outside113

Upcoming Reviews / Risk Alerts

Scheduled review dates, soonest first.

RiskLevelNext review
SanctionsL1in 3 days
Screening Vendor OutageL2in 6 days
Customer Due DiligenceL1in 13 days
ResilienceL1in 27 days

Worst Risk Score by Category

CategoryInherentResidual
Governance, Risk and Compliance16/1612/16
Financial Crime16/1612/16
Conduct of Business12/168/16
Prudential9/166/16
Integrations

Runs with what you already run.

Run something else? Tell us what your stack looks like. Integration scoping is part of the onboarding conversation, not a change request after it.

  • Client book

    Quantios Core

    Your administered book syncs from Quantios Core. The entities you run there are the entities you monitor here. Nothing re-keyed.

  • SAML · every tier

    Single sign-on

    Microsoft Entra ID or any SAML identity provider. Access is role-based and entity-scoped from the first login.

  • One-click export

    Excel

    Every register and report exports to Excel: the committee pack, the auditor, the regulator return.

  • Imported at onboarding

    Your existing data

    Registers, risk assessments and monitoring histories come across from your spreadsheets and systems. Done for you, checked with you.

All integrations →How onboarding works →

Implementation

Live in days. Not months.

No consulting day-rates. No six-month implementation plan. No tool your team quietly avoids.

Day one, your firm is modelled and the licence type populates the library, the risk taxonomy and the starter controls. Your existing data comes across in the first week, done for you and checked with you. By the first month the CMP is signed off and running, and the old estate is retired.

After go-live, structured support sits behind the platform, and a named customer-success contact where the scale of the book calls for one.

How onboarding worksBook a demo

  1. Day one

    Model the firm

    Jurisdiction, entity structure, licence type. The obligations register, risk taxonomy and starter controls populate from it.

  2. The first week

    Bring the data across

    Registers, the risk assessment, the monitoring history. Imported for you, checked with you. Nothing re-keyed.

  3. The first month

    Run the CMP

    Signed off and on the calendar. Access scoped per entity, and per client board where you run a book.

  4. Then

    Retire the old estate

    The spreadsheets close. One system, one data model, one audit trail.

  5. Ongoing

    Support that stays

    Structured support behind the platform, and a named customer-success contact where the scale of the book calls for one.

In their words

The committee pack used to take a week to assemble. Now it pulls live the day before the meeting, and every number in it traces back to a record.

Compliance OfficerJersey investment business

Twelve client entities, each with its own registers and monitoring plan, and for the first time one view across all of them that I can put in front of the audit committee.

Head of ComplianceJersey fund administrator

I run six client functions on it. Same methodology on every engagement, and each client keeps their own data and audit trail. That is how outsourced compliance should work.

Outsourced Compliance OfficerIndependent practice
    Next step30 min · Tailored · No deck

    30 minutes. Tailored. No deck.

    A short demo in the context of your firm: your entity structure, your licences, the obligations that actually apply to you. You bring a real workflow; we show you how Vantage Point runs it.

    Book a demoTalk to sales